SAH 2019 Proxy Statement

$ LQFUHDVH RU SRVLWLYH UHVXOW XQGHU RQH RI WKH DERYH FULWHULD DQG FRXOG LQFOXGH IRU H[DPSOH PDLQWDLQLQJ WKH VWDWXV TXR RU WKH OLPLWDWLRQ RI HFRQRPLF ORVVHV PHDVXUHG LQ VXFK FDVH E\ UHIHUHQFH WR WKH VSHFLILF FULWHULD :KHQ HVWDEOLVKLQJ WKH 6HFWLRQ P 3HUIRUPDQFH *RDOV WKH &RPPLWWHH PD\ VSHFLI\ WKDW WKH 6HFWLRQ P 3HUIRUPDQFH *RDOV VKDOO EH GHWHUPLQHG HLWKHU EHIRUH RU DIWHU WD[HV DQG VKDOO EH DGMXVWHG WR H[FOXGH LWHPV VXFK DV L DVVHW ZULWH GRZQV RU LPSDLUPHQW FKDUJHV LL WKH HIIHFW RI XQXVXDO RU H[WUDRUGLQDU\ FKDUJHV RU LQFRPH LWHPV RU RWKHU HYHQWV LQFOXGLQJ DFTXLVLWLRQV RU GLVSRVLWLRQV RI EXVLQHVVHV RU DVVHWV UHVWUXFWXULQJV GLVFRQWLQXHG RSHUDWLRQV UHGXFWLRQV LQ IRUFH UHILQDQFLQJ UHVWUXFWXULQJ RI VKRUW WHUP DQG RU ORQJ WHUP GHEW RU RWKHU H[WUDRUGLQDU\ QRQ UHFXUULQJ LWHPV DV GHVFULEHG LQ $FFRXQWLQJ 3ULQFLSOHV %RDUG 2SLQLRQ 1R DQG RU PDQDJHPHQW¶V GLVFXVVLRQ DQG DQDO\VLV RI ILQDQFLDO FRQGLWLRQ DQG UHVXOWV RI RSHUDWLRQV DSSHDULQJ LQ WKH &RPSDQ\¶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

RkJQdWJsaXNoZXIy NzIxODM5