SAH 2019 Proxy Statement

$ SHUWDLQV RU FDVK HTXLYDOHQW WKHUHRI WKH IRUP LQ ZKLFK WKH 6WRFN $ZDUG VKDOO EH SDLG DQG VXFK DGGLWLRQDO WHUPV DQG FRQGLWLRQV QRW LQFRQVLVWHQW ZLWK WKH SURYLVLRQV RI WKH 3ODQ DV WKH &RPPLWWHH VKDOO GHWHUPLQH $57,&/( 6(&7,21 P 3(5)250$1&( $:$5'6 6HFWLRQ P 3HUIRUPDQFH $ZDUGV 6XEMHFW WR WKH WHUPV RI WKH 3ODQ LQFOXGLQJ WKH VKDUH OLPLW LQ 6HFWLRQ WKH &RPPLWWHH SUHYLRXVO\ PD\ KDYH DSSURYHG DQ $ZDUG RI 5HVWULFWHG 6WRFN RU 5HVWULFWHG 6WRFN 8QLWV RU D 6WRFN $ZDUG LQWHQGHG WR PHHW WKH 6HFWLRQ P ([FHSWLRQ EDVHG XSRQ D GHWHUPLQDWLRQ WKDW WKH 3DUWLFLSDQW LV RU PD\ EHFRPH D 1DPHG ([HFXWLYH 2IILFHU )RU VXFK $ZDUGV WKH SURYLVLRQV RI WKLV $UWLFOH VKDOO FRQWURO WR WKH H[WHQW LQFRQVLVWHQW ZLWK $UWLFOHV DQG DQG VXFK 6HFWLRQ P 3HUIRUPDQFH $ZDUGV VKDOO EH VXEMHFW WR WKH IROORZLQJ WHUPV DQG FRQGLWLRQV D $ZDUG $JUHHPHQW (DFK JUDQW RI D 6HFWLRQ P 3HUIRUPDQFH $ZDUG VKDOO EH HYLGHQFHG E\ DQ $ZDUG $JUHHPHQW LQ VXFK IRUP DV WKH &RPPLWWHH VKDOO GHWHUPLQH 7KH $ZDUG $JUHHPHQW VKDOO VSHFLI\ WKH QXPEHU RI VKDUHV RI &RPPRQ 6WRFN WR ZKLFK WKH 6HFWLRQ P 3HUIRUPDQFH $ZDUG SHUWDLQV WKH DSSOLFDEOH 6HFWLRQ P 3HUIRUPDQFH *RDOV DQG 3HUIRUPDQFH 3HULRG DQG VXFK DGGLWLRQDO WHUPV DQG FRQGLWLRQV QRW LQFRQVLVWHQW ZLWK WKH SURYLVLRQV RI WKH 3ODQ DV WKH &RPPLWWHH VKDOO GHWHUPLQH E 6HFWLRQ P 3HUIRUPDQFH *RDOV 7KH &RPPLWWHH VKDOO HVWDEOLVK RQH RU PRUH 6HFWLRQ P 3HUIRUPDQFH *RDOV IRU WKH 3DUWLFLSDQW WKDW DUH REMHFWLYHO\ GHWHUPLQDEOH L H VXFK WKDW D WKLUG SDUW\ ZLWK NQRZOHGJH RI WKH UHOHYDQW IDFWV FRXOG GHWHUPLQH ZKHWKHU WKH JRDOV KDYH EHHQ PHW 6XFK 6HFWLRQ P 3HUIRUPDQFH *RDOV PXVW EH HVWDEOLVKHG LQ ZULWLQJ E\ WKH &RPPLWWHH ZLWKLQ QLQHW\ GD\V DIWHU WKH EHJLQQLQJ RI WKH 3HUIRUPDQFH 3HULRG RU LI HDUOLHU E\ WKH GDWH RQ ZKLFK WZHQW\ ILYH SHUFHQW RI WKH 3HUIRUPDQFH 3HULRG KDV HODSVHG RU ZLWKLQ VXFK RWKHU WLPH SHULRG SUHVFULEHG E\ WKH 6HFWLRQ P ([FHSWLRQ SURYLGHG WKDW DFKLHYHPHQW RI WKH 6HFWLRQ P 3HUIRUPDQFH *RDOV PXVW EH VXEVWDQWLDOO\ XQFHUWDLQ DW WKH WLPH WKH\ DUH HVWDEOLVKHG 6XFK 6HFWLRQ P 3HUIRUPDQFH *RDOV VKDOO EH EDVHG RQ RQH RU PRUH RI WKH IROORZLQJ DV GHWHUPLQHG LQ WKH VROH GLVFUHWLRQ RI WKH &RPPLWWHH VWRFN SULFH PDUNHW VKDUH HDUQLQJV SHU VKDUH EDVLF RU GLOXWHG QHW HDUQLQJV RSHUDWLQJ RU RWKHU HDUQLQJV JURVV RU QHW SURILWV UHYHQXHV ILQDQFLDO UHWXUQ UDWLRV VWRFNKROGHU UHWXUQ FDVK IORZ PHDVXUHV LQFOXGLQJ RSHUDWLQJ FDVK IORZ IUHH FDVK IORZ DQG FDVK IORZ UHWXUQ RQ LQYHVWPHQW FDVK SRVLWLRQ UHWXUQ RQ HTXLW\ UHWXUQ RQ LQYHVWPHQW GHEW UDWLQJ VDOHV LQFOXGLQJ &RPSDQ\ ZLGH VDOHV DQG GHDOHUVKLS VDOHV H[SHQVH UHGXFWLRQ OHYHOV GHEW OHYHOV LQFOXGLQJ ERUURZLQJ FDSDFLW\ UHWXUQ RQ DVVHWV JURVV RU QHW GHEW WR HTXLW\ UDWLR GHEW WR FDSLWDOL]DWLRQ UDWLR FRQVXPPDWLRQ RI GHEW RIIHULQJV FRQVXPPDWLRQ RI HTXLW\ RIIHULQJV JURZWK LQ DVVHWV VDOHV RU PDUNHW VKDUH FXVWRPHU VDWLVIDFWLRQ UHGXFLQJ UHWLULQJ RU UHILQDQFLQJ DOO RU D SRUWLRQ RI WKH &RPSDQ\¶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¶V GLYLVLRQ EXVLQHVV XQLW RU HPSOR\LQJ 6XEVLGLDU\ LLL RQH RU PRUH RI WKH &RPSDQ\¶V GLYLVLRQV EXVLQHVV XQLWV RU 6XEVLGLDULHV LY WKH &RPSDQ\ DQG LWV 6XEVLGLDULHV DV D ZKROH RU Y DQ\ FRPELQDWLRQ RI WKH IRUHJRLQJ 6HFWLRQ P 3HUIRUPDQFH *RDOV DOVR PD\ EH H[SUHVVHG E\ UHIHUHQFH WR WKH 3DUWLFLSDQW¶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

RkJQdWJsaXNoZXIy NzIxODM5