Table of Contents
I
165
AB 2020 Form 10-K
FORM 10-K
I
TABLE OF CONTENTS
III
PART I
2
Item 1. Business
2
Item 1A. Risk Factors
28
Item 1B. Unresolved Staff Comments
59
Item 2. Properties
59
Item 3. Legal Proceedings
59
Item 4. Mine Safety Disclosures
59
PART II
59
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
59
Item 6. Selected Financial Data
62
Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations
62
Item 7A. Quantitative and Qualitative Disclosures About Market Risk
84
Item 8. Consolidated Financial Statements and Supplementary Data
85
Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
85
Item 9A. Controls and Procedures
85
Item 9B. Other Information
86
PART III
86
Item 10. Directors, Executive Officers and Corporate Governance
86
Item 11. Executive Compensation
90
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
91
Item 13. Certain Relationships and Related Transactions, and Director Independence
92
Item 14. Principal Accountant Fees and Services
94
PART IV
96
Item 15. Exhibits, Consolidated Financial Statement Schedules
96
Item 16 Form 10- K Summary
99
SIGNATURES
100
FINANCIAL STATEMENTS
101
Report of Independent Registered Public Accounting Firm
101
Consolidated Statements of Assets and Liabilities
102
Consolidated Statements of Operations
103
Consolidated Statements of Changes in Net Assets
104
Consolidated Statements of Cash Flows
107
Consolidated Schedule of Investments as of December 31, 2020
108
Consolidated Schedule of Investments as of December 31, 2019
120
Notes to Consolidated Financial Statements December 31, 2020
128
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