AB 2020 Form 10-K

FORM 10-K I
TABLE OF CONTENTS III
PART I 2
Item 1. Business 2
Item 1A. Risk Factors 28
Item 1B. Unresolved Staff Comments 59
Item 2. Properties 59
Item 3. Legal Proceedings 59
Item 4. Mine Safety Disclosures 59
PART II 59
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities 59
Item 6. Selected Financial Data 62
Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations 62
Item 7A. Quantitative and Qualitative Disclosures About Market Risk 84
Item 8. Consolidated Financial Statements and Supplementary Data 85
Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 85
Item 9A. Controls and Procedures 85
Item 9B. Other Information 86
PART III 86
Item 10. Directors, Executive Officers and Corporate Governance 86
Item 11. Executive Compensation 90
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 91
Item 13. Certain Relationships and Related Transactions, and Director Independence 92
Item 14. Principal Accountant Fees and Services 94
PART IV 96
Item 15. Exhibits, Consolidated Financial Statement Schedules 96
Item 16 Form 10- K Summary 99
SIGNATURES 100
FINANCIAL STATEMENTS 101
Report of Independent Registered Public Accounting Firm 101
Consolidated Statements of Assets and Liabilities 102
Consolidated Statements of Operations 103
Consolidated Statements of Changes in Net Assets 104
Consolidated Statements of Cash Flows 107
Consolidated Schedule of Investments as of December 31, 2020 108
Consolidated Schedule of Investments as of December 31, 2019 120
Notes to Consolidated Financial Statements December 31, 2020 128

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