AKAO 2017 Annual Report

145 Incorporated by Reference from Provided Herewith Exhibit Number Description of Document Registrant's Form File No. Date Filed with the SEC Exhibit Number 10.9(B)# Form of Stock Option Grant Notice and Stock Option Agreement under the Achaogen, Inc. 2014 Employment Commencement Incentive Plan. 10-K 001-36323 3/16/2015 10.11(B) 10.9(C)# Form of Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Award Agreement under the Achaogen, Inc. 2014 Employment Commencement Incentive Plan. 10-K 001-36323 3/15/2016 10.10(C) 10.10# Change in Control Plan. S-1 333-193559 1/24/2014 10.14 10.11# Form of Indemnification Agreement between the registrant and its directors and officers. S-1/A 333-193559 2/12/2014 10.3 10.12# Offer Letter, dated January 24, 2011, by and between the registrant and Kenneth J. Hillan M.B., Ch.B. S-1 333-193559 1/24/2014 10.10 10.13# Offer Letter, dated June 23, 2014, by and between the registrant and Ian Friedland, M.D. 10-Q 001-36323 8/11/2014 10.1 10.14# Offer Letter, dated August 12, 2015, between Achaogen, Inc. and Blake Wise. 10-Q 001-36323 11/5/2015 10.5 10.15# Offer Letter, dated May 13, 2014, between Achaogen, Inc. and Zeryn Sarpangal. 10-K 001-36323 3/15/2016 10.16 10.16# Offer Letter, dated May 3, 2016, by and between Achaogen, Inc. and Tobin Schilke 10-Q 001-36323 8/11/2016 10.4 10.17# Offer Letter, dated October 19, 2016, between Achaogen, Inc. and Gary Loeb. 10-K 001-36323 3/14/2017 10.18 10.18# Form of Change in Control Severance Agreement 10-K 001-36323 3/14/2017 10.20 10.19# Transition and Separation Agreement, dated March 15, 2017, by and between the Company and Dr. Ian Friedland. 10-Q 001-36323 5/8/2017 10.1 10.20 Consulting Agreement, dated March 15, 2013, as amended, by and between the Company and Planet Pharma, LLC. 10-Q 001-36323 5/8/2017 10.2 10.21 Loan and Security Agreement, dated August 5, 2015, by and between Achaogen, Inc. and Solar Capital Ltd. 10-Q 001-36323 8/10/2015 10.3 10.22 Success Fee Agreement, dated August 5, 2015, by and between Achaogen, Inc. and Solar Capital Ltd. 10-Q 001-36323 8/10/2015 10.4 10.23 Registration Rights Agreement, dated June 1, 2016, by and among Achaogen, Inc. and the investors signatory thereto. S-3 333-212253 6/24/2016 99.1 10.24 Securities Purchase Agreement, dated June 1, 2016, by and among Achaogen, Inc. and the purchasers named therein. 10-Q 001-36323 8/11/2016 10.3