HVBC 2018 Proxy Statement

2 Name and Address of Beneficial Owners Amount of Shares Owned and Nature of Beneficial Ownership (1) Percent of Shares of Common Stock Outstanding Five Percent Stockholders Lawrence B. Seidman 100 Lanidex Plaza, 1st Floor Parsippany, New Jersey 07054 ................................................................................ 175,090 (2) 8.0% Huntingdon Valley Bank Employee Stock Ownership Plan Trust Trustee: Community Bank of Pleasant Hill, dba First Trust of MidAmerica 1901 Frederic Avenue, Suite 100 St. Joseph, Missouri 64501 ....................................................................................... 174,570 (3) 8.0% Directors and Executive Officers Carl Asplundh, III, Director ...................................................................................... — * Joseph F. Kelly, Director .......................................................................................... 30,000 1.4 John D. Behm, Director ............................................................................................ 30,000 (4) 1.4 Travis J. Thompson, Chairman, President and Chief Executive Officer................... 25,806 (5) 1.2 Scott W. Froggatt, Director....................................................................................... 20,974 (6) * J. Chris Jacobsen, Executive Vice President and Chief Operating Officer ............... 13,592 (7) * Joseph C. O’Neill, Jr., Executive Vice President and Chief Financial Officer ......... 15,805 (8) * Charles S. Hutt, Executive Vice President and Chief Credit Officer ........................ 13,972 (9) * All directors and executive officers as a group (8 persons) .................................. 150,149 6.9% * Less than 1%. (1) In accordance with Rule 13d-3 under the Securities Exchange Act of 1934, a person is deemed to be the beneficial owner for purposes of this table, of any shares of common stock if he or she has shared voting or investment power with respect to such security, or has a right to acquire beneficial ownership at any time within 60 days from the date as of which beneficial ownership is being determined. As used herein, “voting power” is the power to vote or direct the voting of shares and “investment power” is the power to dispose or direct the disposition of shares, and includes all shares held directly as well as by spouses and minor children, in trust and other indirect ownership, over which shares the named individuals effectively exercise sole or shared voting or investment power. (2) On a Schedule 13D/A filed with the Securities and Exchange Commission on September 12, 2017, Seidman and Associates, L.L.C. reported sole dispositive and voting power with respect to 26,934 shares of our common stock; Seidman Investment Partnership, L.P. reported sole dispositive and voting power with respect to 25,314 shares of our common stock; Seidman Investment Partnership II, L.P. reported sole dispositive and voting power with respect to 35,050 shares of our common stock; Seidman Investment Partnership III, L.P. reported sole dispositive and voting power with respect to 12,500 shares of our common stock; LSBK06-08, L.L.C. reported sole dispositive and voting power with respect to 19,345 shares of our common stock; Broad Park Investors, L.L.C. reported sole dispositive and voting power with respect to 22,812 shares of our common stock; Chewy Gooey Cookies, L.P. reported sole dispositive and voting power with respect to 12,500 shares of our common stock; CBPS, LLC reported sole dispositive and voting power with respect to 20,635 shares of our common stock; Veteri Place Corporation reported sole dispositive and voting power with respect to 100,344 shares of our common stock; JBRC I, LLC reported sole dispositive and voting power with respect to 12,500 shares of our common stock; and Lawrence B. Seidman reported sole dispositive and voting power with respect to 175,090 shares of our common stock. (3) On a Schedule 13G filed with the Securities and Exchange Commission on February 12, 2018, the ESOP Trustee reported sole dispositive power over 174,570 shares and sole voting power with respect to 165,842 shares and shared voting power with respect to 8,728 shares of our common stock (4) Includes 30,000 shares held in a living trust. (5) Includes 261 shares held in Mr. Thompson’s 401(k) account and 545 shares allocated to Mr. Thompson’s ESOP account. (6) Includes 20,974 shares held in Mr. Froggatt’s individual retirement account. (7) Includes 1,111 shares held in Mr. Jacobsen’s 401(k) account and 181 shares allocated to Mr. Jacobsen’s ESOP account. (8) Includes 13,680 shares held in Mr. O’Neill’s 401(k) account and 353 shares allocated to Mr. O’Neill’s ESOP account.