SCHNITZER STEEL INDUSTRIES, INC. FORM 10-K TABLE OF CONTENTS PAGE FORWARD-LOOKING STATEMENTS 1 PART I Item 1 Business 2 Item 1A Risk Factors 14 Item 1B Unresolved Staff Comments 28 Item 2 Properties 29 Item 3 Legal Proceedings 30 Item 4 Mine Safety Disclosures 31 PART II Item 5 Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities 32 Item 6 [Reserved] 33 Item 7 Management’s Discussion and Analysis of Financial Condition and Results of Operations 34 Item 7A Quantitative and Qualitative Disclosures about Market Risk 50 Item 8 Financial Statements and Supplementary Data 51 Item 9 Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 89 Item 9A Controls and Procedures 89 Item 9B Other Information 89 Item 9C Disclosure Regarding Foreign Jurisdictions that Prevent Inspections 89 PART III Item 10 Directors, Executive Officers and Corporate Governance 90 Item 11 Executive Compensation 90 Item 12 Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 90 Item 13 Certain Relationships and Related Transactions, and Director Independence 90 Item 14 Principal Accountant Fees and Services 90 PART IV Item 15 Exhibits and Financial Statement Schedules 91 Item 16 Form 10-K Summary 94 SIGNATURES 95
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