TD Ameritrade 2019 Proxy and Annual Meeting of Stockholders

Stock Ownership and Related Information Transaction Names & Interests of Related Persons Revenues from and Expenses to Related Parties for Fiscal Year 2018 Other Information Referral and Strategic Alliance Agreement A wholly-owned subsidiary of TD promotes the brokerage services of TD Ameritrade, Inc., and another TD wholly- owned subsidiary referred existing brokerage clients to TD Ameritrade, Inc. $4.8 million of other expense (3) Trading Platform Hosting and Services Agreement TD Waterhouse Canada Inc. (“TDW Canada”), a wholly owned subsidiary of TD, uses the thinkorswim trading platform, and TD Ameritrade, Inc. provides the services to support the platform. $4.5 million of other revenue (4) TD Waterhouse Canada Order Routing Agreement TD Ameritrade Clearing, Inc. (“TDAC”), a wholly-owned subsidiary of the Company, provides certain order routing services to TDW Canada. $4.2 million of other revenue (5) Cash Management Services Agreement TD Bank USA, N.A. (“TD Bank USA”), a wholly-owned subsidiary of TD, provides cash management services to clients of TD Ameritrade, Inc. $2.3 million of clearing and execution costs (6) Transition Services Agreement In connection with the closing of the Merger Agreement on September 18, 2017, TD and the Company each provide the other with transition services to substantially the same level in all material respects as provided by Scottrade or Scottrade Bank prior to the closing. In addition, the Company will be reimbursing TD for employment costs for up to 18 months for employees of Scottrade who perform transition services. $2.2 million of revenue (7) Securities Borrowing and Lending TD Securities, Inc., an affiliate of TD, and the Company engage in securities borrowing and lending in connection with the Company’s brokerage business. $1.7 million of net interest revenue (8) Master Selected Dealers Agreement TD Securities (USA) LLC (“TDS”), a wholly-owned subsidiary of TD, and TD Ameritrade, Inc., are party to a master selected dealer agreement to facilitate the distribution of initial public offering SEC registered securities to TD Ameritrade, Inc.’s clients. $0.6 million in commissions and transaction fee revenue (9) Revolving Credit Facility TDAC entered into a revolving credit agreement in the aggregate principal amount of $600 million, and an affiliate of TD participates as a lender on terms no more favorable than the terms of the other lenders participating in each of the revolving credit agreements, including receiving an upfront fee percentage the same as those payable to the other lenders participating in the revolving credit agreement and a customary commitment fee, as well as customary expense reimbursement. $0.2 million of interest expense (10) Sublease Agreements The Company and TD are parties to sublease agreements where the Company and TD sublease building space to each other for administrative and operational purposes. (11) (11) Margin Accounts Certain directors and executive officers, and members of their immediate families, maintain margin trading accounts with the Company, as permitted by applicable law. (12) (12) Trademark License Agreement The Company and TD are a party to a trademark license agreement that requires the Company to use the TD trademark and logo as part of the Company’s corporate identity. (13) (13) URL License Agreement TD owns Internet domain names licensed to the Company. (14) (14) Registration Rights Agreement In connection with the closing of Merger Agreement on September 18, 2017, TD, and certain Ricketts stockholders entered into a registration rights agreement with certain customary registration rights with respect to their respective shares of Company common stock. (15) (15) 54 TD Ameritrade 2019 Proxy Statement