TD Ameritrade 2019 Proxy and Annual Meeting of Stockholders

Stock Ownership and Related Information Name Number of Shares of Common Stock Percent of Shares of Common Stock 5% Stockholders The Toronto-Dominion Bank (16) Toronto-Dominion Centre P.O. Box 1 Toronto, Ontario, Canada M5K IA2 233,993,484 41.7% T. Rowe Price Associates, Inc. (17) P.O. Box 89000 Baltimore, MD 21289 74,489,572 13.3% J. Joe Ricketts, (18) Founder C/O Hugo Enterprises LLC 1395 S. Platte River Drive Denver, CO 80223 36,174,906 6.4% * Less than 1% of the issued and outstanding shares. (1) Consists of 377,436 shares issuable upon the exercise of options exercisable within 60 days of the Record Date, 167,621 RSUs and 320,320 PRSUs. (2) Consists of 9,558 shares held by Mr. Boyle directly, 112,205 shares held for the benefit of Mr. Boyle in a deferred compensation account under the Company’s Executive Deferred Compensation Program and 60,687 PRSUs. (3) Consists of 5,000 shares held by Mr. deSilva directly, 23,348 RSUs and 28,502 PRSUs. (4) Consists of 97,804 shares held by Mr. Nally directly and 84,532 PRSUs. (5) Consist of 37,588 shares held by Mr. Quirk directly, and 61,035 PRSUs. (6) Consists of 11,272 shares held by Mr. Bettino directly, 2,360 RSUs, and 2,104 stock units held in a deferred compensation account for Mr. Bettino. (7) Consists of 2,360 RSUs and 7,325 stock units held in a deferred compensation account for Ms. Hailey. (8) Consists of 5,000 shares held by Mr. Levitt directly, 2,360 RSUs and 6,633 stock units held in a deferred compensation account for Mr. Levitt. (9) Consists of 3,582 shares held by Ms. Maidment directly, 2,360 RSUs and 61,869 stock units held in a deferred compensation account for Ms. Maidment. (10) Consists of 7,147 shares held by Ms. Miller directly and 2,360 RSUs. (11) Consists of 26,585 shares held by Mr. Mitchell directly, 2,360 RSUs and 28,297 stock units held in a deferred compensation account for Mr. Mitchell. (12) Consists of 63,441 shares held by Mr. Prezzano directly, 2,360 RSUs and 49,120 stock units held in a deferred compensation account for Mr. Prezzano. (13) Consists of 175,671 shares held by Mr. Todd M. Ricketts directly, 2,360 RSUs, 7,769 shares held by Mr. Ricketts’ spouse and 272,004 shares held in trusts for the benefit of Mr. Ricketts’ spouse and children. (14) Consists of 62,638 shares held by Mr. Tessler directly, 2,360 RSUs and 10,000 shares held by International Financial Group, Inc. Mr. Tessler is chairman, chief executive officer and sole stockholder of International Financial Group, Inc. (15) Includes 1,028,382 shares of common stock, 377,436 shares issuable upon the exercise of options exercisable within 60 days of the Record Date, 790,010 RSUs and PRSUs and 267,553 stock units held in deferred compensation accounts. (16) Based on Schedule 13D/A filed on September 20, 2017 by TD, TD Group US Holdings LLC, a wholly-owned subsidiary of TD, and TD Luxembourg International Holdings S.a.r.l., a wholly-owned subsidiary of TD Group US Holdings LLC. (17) Based on a Form 13F filed on November 14, 2018 by T. Rowe Price Associates, Inc. T. Rowe Price Associates, Inc. claimed sole voting authority with respect to 25,987,803 shares and no voting authority with respect to 48,501,769 shares. These securities are owned by various individual and institutional investors, which T. Rowe Price Associates, Inc. serves as investment advisor with power to direct investments and/or sole voting power to vote the securities. For purposes of the 1934 Act, T. Rowe Price Associates, Inc. is deemed to be a beneficial owner of such securities; however, T. Rowe Price Associates, Inc. expressly disclaims that it is, in fact, the beneficial owner of such securities. (18) Based on Schedule 13G filed on February 3, 2016 by Mr. J. Joe Ricketts. Does not include 13,873,725 shares held by Mr. Ricketts’ spouse, Marlene M. Ricketts, of which Mr. Ricketts disclaims beneficial ownership. 50 TD Ameritrade 2019 Proxy Statement