TD Ameritrade 2018 Annual Report

107 (3) The TD Ameritrade Holding Corporation Long-Term Incentive Plan (the "LTIP") and the 2006 Directors Incentive Plan (the "Directors Plan") authorize the issuance of shares of common stock as well as options. As of September 30, 2018, there were 4,733,256 shares and 819,543 shares remaining available for issuance pursuant to the LTIP and the Directors Plan, respectively. Item 13. Certain Relationships and Related Transactions, and Director Independence The information required to be furnished pursuant to this item is incorporated by reference from the Proxy Statement. Item 14. Principal Accounting Fees and Services The information required to be furnished pursuant to this item is incorporated by reference from the Proxy Statement. PART IV Item 15. Exhibits, Financial Statement Schedules (a) Documents filed as part of this Report 1. Financial Statements See Item 8, "Financial Statements and Supplementary Data." 2. Financial Statement Schedules Consolidated Financial Statement Schedules have been omitted because the required information is not present, or not present in amounts sufficient to require submission of the schedules, or because the required information is provided in the Consolidated Financial Statements or Notes. 3. Exhibits See Item 15(b) below.