TD Ameritrade 2018 Annual Report

TD AMERITRADE HOLDING CORPORATION NOTES TO CONSOLIDATED FINANCIAL STATEMENTS — (Continued) 93 September 30, 2017 Gross Amounts Not Offset in the Consolidated Balance Sheet Gross Amounts of Recognized Assets and Liabilities Gross Amounts Offset in the Consolidated Balance Sheet Net Amounts Presented in the Consolidated Balance Sheet Financial Instruments (5) Collateral Received or Pledged (Including Cash) (6) Net Amount (7) Assets: Investments segregated for regulatory purposes: Reverse repurchase agreements . . . . . . . . . . $ 1,004 $ — $ 1,004 $ — $ (1,004) $ — Receivable from brokers, dealers and clearing organizations: Deposits paid for securities borrowed (1) . 1,154 — 1,154 (110) (1,023) 21 Other assets: Pay-variable interest rate swaps . . . . . . . . . . . . . . 26 — 26 (26) — — Reverse repurchase agreements . . . . . . . . . . 65 — 65 — (65) — Total other assets . . . 91 — 91 (26) (65) — Total . . . . . . . . . . . $ 2,249 $ — $ 2,249 $ (136) $ (2,092) $ 21 Liabilities: Payable to brokers, dealers and clearing organizations: Deposits received for securities loaned (2)(3) . . $ 2,449 $ — $ 2,449 $ (112) $ (2,113) $ 224 Securities sold under agreements to repurchase (4) 97 — 97 (97) — — Accounts payable and other liabilities: Pay-variable interest rate swaps . . . . . . . . . . . . . . 3 — 3 (1) — 2 Total . . . . . . . . . . . . . $ 2,549 $ — $ 2,549 $ (210) $ (2,113) $ 226 (1) Included in the gross amounts of deposits paid for securities borrowed is $462 million and $675 million as of September 30, 2018 and 2017, respectively, transacted through a risk-sharing program with the OCC, which guarantees the return of cash to the Company. See "General Contingencies" in Note 15 for a discussion of the potential risks associated with securities borrowing transactions and how the Company mitigates those risks. (2) Included in the gross amounts of deposits received for securities loaned is $2.01 billion and $1.65 billion as of September 30, 2018 and 2017, respectively, transacted through a risk-sharing programwith the OCC, which guarantees the return of securities to the Company. See "General Contingencies" in Note 15 for a discussion of the potential risks associated with securities lending transactions and how the Company mitigates those risks.